Under Tennessee law, a man is presumed to be the father of a child who is born either during the course of the marriage between the man and the child's mother or within 300 days after the marriage. Our claimant was conceived during the marriage of NH and Mother and was born fewer than 300 days after their divorce. Therefore, Claimant is presumed to be the natural child of NH and this presumption can only be rebutted by clear and convincing evidence which can include a finding that the husband was impotent or had no access to the mother at the time of conception.

Even were these facts in dispute, the claimant could still able to inherit from the NH because Tennessee law also states that “[a] child born to a married woman as a result of artificial insemination, with consent of the married woman's husband, is deemed to be the legitimate child of the husband and wife.”

Additionally, since the mother did not remarry she would be entitled to surviving divorced mother's benefits on this record retroactive to the month in which claimant's application was filed.

QUESTION

You asked whether the claimant, who was reportedly conceived through artificial insemination from an anonymous sperm donor, is eligible to receive child's insurance benefits on the account of the number holder and if so, what is the earliest date of entitlement. You also asked if the claimant's mother is eligible to receive mother's insurance benefits and if so, what is the earliest date of entitlement.

ANSWER

For the reasons stated below, we believe a Social Security Administration (SSA) adjudicator could find the claimant eligible to inherit from the number holder through intestacy and would thus be eligible for child's benefits on the account of the number holder. We also believe the claimant's mother is eligible to receive mother's benefits. Both the claimant and his mother are eligible to receive benefits for up to six months immediately before the month in which the claimant's application was filed.

BACKGROUND

Bryan G~, the number holder (NH), and Kathy Lynne C~ (Mother) were married on July 10, 1993. NH and Mother signed an artificial insemination agreement on October 11, 1994, for the purpose of obtaining sperm from an anonymous donor. The agreement included the statement “if with the consent of her husband a wife is artificially inseminated, the husband is treated in law as if he were the natural father of a child thereby conceived.” NH and Mother were divorced on October 19, 1995, by order of the Circuit Court for the Fourth Judicial District at Newport, Cocke County, Tennessee. McKinley C~ (Claimant) was conceived prior to the divorce of NH and Mother. The Agreed Judgment granting the divorce does not reference Claimant or the issues of custody and child support.

Claimant was born on May 9, 1996, and never lived with NH. Claimant's original birth certificate listed the name of Mother's boyfriend, Michael P~, as Claimant's father. Mother claims Mr. P~ was listed as Claimant's father without her knowledge. A new birth certificate was issued on August 9, 1996, listing no father for Claimant. NH died on June 13, 2006. Mother initiated legitimation proceedings in the Juvenile Court of Cocke County, Tennessee. On June 22, 2007, the court issued an order declaring NH to be Claimant's legal father. The court concluded by a preponderance of the evidence Claimant was conceived by artificial insemination prior to the divorce of NH and Mother and NH voluntarily choose to be part of the artificial insemination program. The State of Tennessee issued a new birth certificate listing NH as Claimant's father on July 26, 2007.

Mother filed a claim on Claimant's behalf for child's insurance benefits on the account of NH. Mother also filed a claim for mother's insurance benefits on her own behalf. Both applications have a protective filing date of June 22, 2007. NH, Mother and Claimant have never received benefits from SSA.

DISCUSSION

Entitlement to Child's Insurance Benefits - In General

To qualify for child's benefits on the earnings record of an insured individual who has died, a claimant must be that individual's child. See Social Security Act (Act) § 202(d), 42 U.S.C. § 402(d); 20 C.F.R. § 404.350(a)(1) (2007). A claimant can qualify as the insured person's natural child if, among other methods, the claimant could inherit the insured's personal property as his child under the intestacy laws of the state where the insured had his permanent home when he died. See Act § 216(e), (h)(2)(A), 42 U.S.C. § 416(e), (h)(2)(A); 20 C.F.R. § 404.355(b) (2007). Since NH was domiciled in Tennessee when he died, the question is whether Claimant would be considered NH's child for purposes of intestate succession under Tennessee law.

Tennessee Law Applied to this Claim

The natural or adopted child of NH would be entitled to a share of NH's intestate estate. See Tenn. Code Ann. §§ 31-1-101, 31-2-104 (2007). A man is presumed to be the father of a child who is born either during the course of the marriage between the man and the child's mother or within 300 days after the marriage. See Tenn. Code Ann. § 36-2-304(a)(1) (2007). Claimant was conceived during the marriage of NH and Mother and was born fewer than 300 days after their divorce. Therefore, Claimant is presumed to be the natural child of NH. Under Tennessee law, this presumption can only be rebutted by clear and convincing evidence which can include a finding that the husband was impotent or had no access to the mother at the time of conception. See POMS PR 01010.047(A). The clear and convincing evidence standard is a heightened burden of proof which requires more than the preponderance of the evidence standard but less than the beyond a reasonable doubt standard. See In re S.L.A., 223 S.W.3d 295, 299 (Tenn. Ct. App. 2006). To satisfy the clear and convincing evidence standard, a party must eliminate any serious or substantial doubt concerning the accuracy of the conclusions drawn from the evidence and should produce a firm belief in the truth of the allegations sought to be established. Id.

The juvenile court determined Claimant was conceived through artificial insemination from an anonymous donor (that is, the court determined Claimant was not NH's natural child). However, the juvenile court reached this conclusion by a preponderance of the evidence as opposed to clear and convincing evidence. SSA is not required to accept a state court determination unless (1) an issue in a claim for Social Security benefits previously has been decided by a state court of competent jurisdiction; (2) this issue was genuinely contested before the state court by parties with opposing interests (3) the issue falls within the general category of domestic relations law; and (4) the resolution by the state trial court is consistent with the law enunciated by the highest court in the state. See Social Security Ruling 83-37c. SSA is not required to accept the findings of the juvenile court because those proceedings were initiated after the death of NH and, therefore, there was no party opposing Mother's request. Furthermore, it is unclear what evidence the juvenile court relied upon in determining Claimant was not NH's natural child. See id. Mother claims NH was sterile, although she did not submit medical evidence to substantiate her claim. Although NH voluntarily entered into an artificial insemination agreement, the agreement contains no statement by NH acknowledging himself as sterile. Nor does the record contain any evidence that NH did not have access to Mother at the time of Claimant's conception. We believe the record does not provide clear and convincing evidence sufficient to rebut the presumption Claimant is NH's natural child.

Even if the evidence were sufficient to rebut this natural child presumption, Claimant would still be entitled to inherit from NH's intestate estate. “A child born to a married woman as a result of artificial insemination, with consent of the married woman's husband, is deemed to be the legitimate child of the husband and wife.” Tenn. Code Ann. § 68-3-306 (2007). There is no evidence NH's signature on the artificial insemination agreement was involuntary and the text of the agreement placed NH on notice that he could be considered the legal father of any child produced as a result of artificial insemination. The juvenile court cited to this statute in its determination NH was Claimant's legal father.

An action for paternity and legitimation may be filed in the juvenile court or in any trial court with general jurisdiction. See Tenn. Stat. Ann. §§ 36-2-302(2), 36-2-307(a)(1) (2007). However, a legitimation decree from a juvenile court action filed after the alleged father's death is not acceptable evidence of paternity because the chancery court is the proper place to bring a paternity action for purposes of intestate succession. See POMS PR 0115.0478(I), GN 00306.635(A); Woods v. Fields, 798 S.W.2d 239, 241 (Tenn. Ct. App. 1990). A petition for legitimation can be filed until three years beyond the child's age of majority. See Tenn. Stat. Ann. § 36-2-306(a) (2007). Since Claimant is only eleven years old, Mother could still file an action in chancery court seeking an order of paternity and legitimation for purposes of intestate succession. However, a claimant attempting to establish that he is the child of an insured individual is not required to obtain a court determination of paternity. See 20 C.F.R. § 404.355(b)(2). Given Tennessee law, particularly Tenn. Code Ann. § 68-3-306, we believe a chancery court would reach the same conclusion as the juvenile court that NH was Claimant's legal father. Once the relationship of father and child has been established in such an action, “the child shall be entitled to inherit from the father as if born to the father in wedlock.” Tenn. Stat. Ann. § 36-2-313(a) (2007). Therefore, we conclude Claimant can inherit from NH through intestate succession and is eligible for child's insurance benefits.

You also asked for an opinion on when Claimant would become eligible for child's insurance benefits. An applicant for child's benefits can receive benefits for up to six months immediately before the month in which the application is filed. See 20 C.F.R. § 404.621(a)(2) (2007). Since Tenn. Code Ann. § 36-2-313(a) confers inheritance rights equivalent to those of a legitimate child, Claimant would have the same right to retroactive benefits as NH's biological child. See POMS PR 01120.047(A). Therefore, Claimant could receive benefits for up to six months prior to June 2007, the month in which his application was filed.

Entitlement to Mother's Insurance Benefits

A surviving divorced mother is entitled to mother's insurance benefits if she (1) is not married; (2) is not entitled to a surviving spouse's insurance benefit; (3) is not entitled to old-age insurance benefits; (4) has filed an application for mother's insurance benefits; and (5) has in her care the child of the insured person. See Act § 202(g)(1); 20 C.F.R. § 404.340 (2007). A “surviving divorced mother” means a woman who is divorced from an individual who has died and is the mother of his son or daughter. See Act § 216(d)(3). The child must be under the age of sixteen, the natural or adopted child of the surviving divorced mother and entitled to child's benefits on the record of the insured person. See 20 C.F.R. § 404.340(e) (2007).

Mother did not remarry after her divorce from NH. Mother is not entitled to widow's benefits as a surviving divorced spouse because she is less than sixty years old and was married to NH for less than ten years immediately preceding their divorce. See Act § 202(e)(1); 20 C.F.R. § 404.336(a)(2) and (c) (2007). Mother is forty-three years old and thus is not eligible for old-age insurance benefits. See Act § 202(a)(2); 20 C.F.R. § 404.310(a) (2007). Claimant is Mother's natural child, is eleven years old, lives in her care and is eligible to receive child's benefits on NH's account. Therefore, Mother is entitled to mother's benefits.

Mother's eligibility for mother's benefits begins with the first month covered by her application in which she met all the other requirements for entitlement. See 20 C.F.R. § 404.341(a) (2007). Since Mother's entitlement to mother's insurance benefits is dependent upon Claimant's eligibility for child's insurance benefits, she can only be entitled to benefits six months prior to June 2007, the month in which Claimant's application was filed. See 20 C.F.R. §§ 404.340(e), 404.621(a)(2).

CONCLUSION

We believe an SSA adjudicator could find Claimant entitled to inherit from NH through Tennessee intestacy law and therefore eligible for child's insurance benefits up to six months prior to the month in which his application was filed. We also believe an SSA adjudicator could find Mother entitled to mother's insurance benefits for the same period.

Mary Ann S~
Regional Chief Counsel
By:
Christopher G. H~
Assistant Regional Counsel